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Showing 971 to 980 of 2644 search results for insurance broker.

971. Final Notice 2023: Horse Insurance Services (Kerry Smith trading as) [pdf]

     Final notices Published: 19/09/2023
     The FCA publishes a Final Notice referring to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & protection and

972. Wholesale Conduct Risk

     Speeches Published: 24/07/2015 Last modified: 24/07/2015
     And this takes a myriad of forms, whether through traditional insurance; through enabling a large multinational to hedge its currency risks; providing capital for a start-up entrepreneur or, increasingly importantly,

973. FSA - CP11/20 [pdf]

     Consultation papers Published: 26/10/2011 Last modified: 12/09/2014
     Consultation FSA - CP11/20 - Packaged bank accounts: New ICOBS rules for the sale of non-investment insurance contracts

974. Final Notice 2018: Metlife Ltd [pdf]

     Final notices Published: 14/06/2018
     This final notice refers to breaches of Principle 4, COND and MIPRU related to failing to in the general insurance and protection sector. We imposed a cancellation.

975. FCA confirms PRIIPs regulations

     News stories Published: 25/03/2022 Last modified: 25/11/2022
     We’ve confirmed rules to change disclosure documents provided to retail investors under the PRIIPs regulation.

976. FCA Final Notice 2014: Stonebridge International Insurance Limited [pdf]

     Final notices Published: 07/08/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 3 and PRIN 6 related to unfair treatment of customers, mis-selling, and culture/governance in the general insurance and protection sector. We imposed a fine and redress.

977. Business interruption insurance test case: Court order [pdf]

     Corporate documents Published: 24/06/2020
     Following the Case Management Conference on 16 June, we have published the court order for the business interruption insurance test case.

978. Human face of regulation

     Speeches Published: 10/04/2013 Last modified: 16/08/2013
     Speech by Martin Wheatley, Chief Executive, the FCA, at the London School of Economics, London

979. Business interruption insurance - Insurer claims data [xlsx]

     Data Published: 31/03/2023
     The FCA gathers information regularly from all affected insurers on the progress of their non-damage business interruption insurance claims, this data up until 6 March 2023.

980. Final Notice 2017: Bluefin Insurance Services Limited [pdf]

     Final notices Published: 06/12/2017
     This final notice refers to breaches of PRIN 3 and PRIN 7 related to conflicts of interest, culture/governance and unfair treatment of customers in the general insurance and protection sector. We imposed a fine.