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Showing 101 to 110 of 447 search results for insurance broker firm Professional.
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The Financial Resilience Survey data
The FCA presents the results of the final Financial Resilience Survey issued in October 2023. -
Status disclosure: consumer credit
Find out what information consumer credit firms need to tell customers about their regulatory status. -
Sensitive business names
See a list of sensitive words relating to financial services and learn how to request our view if you propose to use of any of these terms in your business name. -
2019 fines
This page contains information about enforcement fines published during the calendar year ending 2019. -
RMA-G Training and competence: FAQs
RMA-G Training and competence: FAQs -
Contract for differences
Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX). -
External audit requirements
Some firms need to appoint an auditor to do an external audit. Read more about the external audit requirements for firms that are not PRA-regulated. -
Data Bulletin June 2018: The retail intermediary sector
This bulletin focuses on new analysis of the retail intermediary sector based on the data firms have submitted to us via the Retail Mediation Activities Return (RMAR). -
Loan fee fraud
Every year the FCA receives hundreds of reports of loan fee fraud, with victims reporting an average loss of £260. Find out how to spot the warning signs. -
About our complaints data
This page provides more information about how the FCA collects and reports complaints data.