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Showing 141 to 150 of 447 search results for insurance broker firm Professional.

  1. Money laundering and terrorist financing

    Focus areas Published: 02/08/2015 Last modified: 21/02/2023
    Find out more about the regulations and risk-based approach to anti-money laundering.

  2. General Insurance value measures data – comparison 2016/17

    Data Published: 01/03/2018 Last modified: 06/09/2018
    We have published general insurance value measures data for 36 insurers (including both UK and EEA firms) for the year ending 31 August 2017.

  3. Debt management activity and authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 28/04/2020
    Here we list some typical misconceptions about the way we authorise firms engaged in debt management activity. Then we give you the facts.

  4. Appointed representatives and networks

    Tasks for firms Published: 05/08/2015 Last modified: 19/07/2023
    Principals often have networks of appointed representatives (ARs). Find out how to control your networks to reduce risks to your business.

  5. External audit requirements for authorised professional firms

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    External audit requirements for authorised professional firms (other than MiFID investment firms). Read more about what you need to do.

  6. 2016 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. 

  7. Business interruption insurance – policy checker

    Firms Published: 29/01/2021 Last modified: 24/06/2022
    Use the FCA's policy checker and policyholder frequently asked questions to find out if your insurance policy will cover business interruption losses caused by coronavirus (Covid-19) as a result of the FCA’s test case and what you can do next.

  8. FCA fines Bluefin £4m for misleading customers

    Press Releases Published: 06/12/2017 Last modified: 06/12/2017
    The Financial Conduct Authority (FCA) has today fined Bluefin Insurance Services Limited (Bluefin) £4,023,800 for having inadequate systems and controls and failing to provide information to its customers about Bluefin’s independence in a way

  9. Improving access to insurance

    Speeches Published: 23/06/2017 Last modified: 23/06/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the FCA Insurance Access event.

  10. Call for customers of Castle Personal Insurance Brokers

    News stories Published: 10/05/2012 Last modified: 15/04/2024
    In May 2012, Hertfordshire-based insurance broker, Castle Personal Insurance Brokers Limited went into administration. Find out what to do if you're a customer.
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