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Showing 271 to 280 of 447 search results for insurance broker firm Professional.

  1. Investor engagement in a changing regulatory landscape

    Speeches Published: 13/07/2015 Last modified: 14/07/2015
    whether it has an impact on the discussions you are used to having, then please seek professional guidance. ... at this issue in detail, we had concerns that using this transaction cost mechanism to pay for access favoured firms generating the highest

  2. CP13/3: Quarterly consultation paper No.1

    Consultation papers Published: 05/06/2013 Last modified: 07/02/2022
    In this Quarterly Consultation Paper (QCP) we are consulting on miscellaneous amendments to our Handbook.

  3. Firm-level complaints data sortable table: 2023 H2

    Data Published: 28/04/2022 Last modified: 25/04/2024
    The data relates includes data from firms that report 500 or more complaints within this six month reporting period, or 1,000 or more for an annual reporting period.

  4. Overview of competition at the FCA

    Speeches Published: 03/08/2017 Last modified: 03/08/2017
    Speech by Mary Starks, Director of Competition and Economics at the FCA, delivered at Credit Suisse.

  5. PS23/11: Guidance on the trading venue perimeter

    Policy statements Published: 05/07/2023 Last modified: 05/07/2023
    Consultation on new guidance on the regulatory perimeter for trading venues

  6. Financial promotions quarterly data 2023 Q2

    Data Published: 04/08/2023 Last modified: 03/11/2023
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2023 and 30 June 2023.

  7. Retail Mediation Activity data items: help text

    Registers and systems Published: 12/05/2016 Last modified: 13/06/2022
    Retail Mediation Activity data items: help text.

  8. Statement on updated guidance for insurance and premium finance firms

    Statements Published: 24/07/2020 Last modified: 24/07/2020
    The FCA proposes extending a series of temporary measures to help customers who hold insurance and premium finance products.

  9. AI: Flipping the coin in financial services

    Speeches Published: 05/10/2023 Last modified: 05/10/2023
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global AI Regulation Summit 2023.

  10. Our approach to international firms

    Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
    Find out what standards we expect from international firms providing financial services in the UK, or preparing to apply for full UK authorisation.
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