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Showing 291 to 300 of 447 search results for insurance broker firm Professional.
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Information on the FCA approval times for people in certain roles
The FCA provides information on the approval times for people in chief executive officer, chief financial officer and chief risk officer roles. -
Price comparison websites failing to meet FCA expectations
However, the FCA found no evidence that these firms used this relationship to their commercial advantage. ... The FCA took over responsibility for the regulation of 50,000 consumer credit firms from the Office of Fair Trading on 1 April 2014. -
The importance of international co-operation
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at The Pan Asian Regulatory Summit 2018, Hong Kong. -
Service standards 2018/19
The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2018/19. -
Financial promotions quarterly data 2023 Q4
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2023 and 31 December 2023. -
Apply to become a credit reference agency or credit information services provider
Find out how to apply to the FCA for authorisation if you want to provide credit references or credit information services. -
General Insurance value measures data – year ending 31 August 2016
We have published general insurance value measures data for 38 insurers (including both UK and EEA firms) for the year ending 31 August 2016. -
Agile regulation and planning for success
Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at CISI/The Financial Planning Conference 2022 -
New accountability regime for banks and insurers comes into force
The Senior Managers Regime for the banking sector and the Senior Insurance Managers Regime both come into force today. ... We hold ourselves to the highest professional standards and so we have decided to apply the fundamental principles of the Regime to -
External audit requirements for investment management firms, securities and futures firms and personal investment firms (not small)
Read more about the external audit requirements for investment management firms, securities and futures firms, or personal investment firms (not small).