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Showing 391 to 400 of 447 search results for insurance broker firm Professional.
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Financial watchdog consults about protections for insurance customers in financial difficulty
The FCA is proposing to update guidance, introduced during the Covid-19 pandemic, to support insurance customers in financial difficulty. -
Information on Advisors and Intermediaries portfolio insolvency - May 2022
The FCA provides data on the Advisors and Intermediaries Portfolio insolvency. -
CP19/20: Our framework: assessing adequate financial resources
The FCA are consulting on the purpose of adequate financial resources, what we look for from firms, and our expectations as to the practices firms should adopt within their assessments of adequate financial resources. -
FCA fines PPC for misleading consumers and banks in first CMC case closed by the regulator
The Financial Conduct Authority (FCA) has fined Professional Personal Claims Limited (PPC) £70,000 for misleading consumers through its websites and printed materials. -
PS23/7: Broadening retail access to the long-term asset fund
This consultation sets out proposals for broadening the retail distribution of the LTAF. -
FCA reveals the fourth round of successful firms in its regulatory sandbox
The FCA has announced the 29 firms that were successful in their applications to begin testing in the fourth cohort of the sandbox. -
FCA response to the independent panels’ annual reports
In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports. -
Trust and confidence - ensuring firms’ ethics are built around their customers
Speech by Clive Adamson, Director of Supervision, at the Insurance Institute of London, London. This is the text of the speech as drafted, which may differ from the delivered version. -
External audit requirements for small personal investment firms or service companies
Learn more about the external audit requirements for small personal investment firms or service companies and what you need to do. -
RMA-B Profit and loss account: help text
RMA-B Profit and loss account: help text