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Showing 411 to 420 of 447 search results for insurance broker firm Professional.
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Improper delegation of authorised activities - a notice for financial adviser firms and their advisers
Firms that are approached to delegate their regulated activities, such as providing pension switching advice, to an unauthorised third party need to be aware of the serious implications that may arise as a result of entering into this type of -
RMA-C Client money and assets: help text
RMA-C Client money and assets: help text -
PS18/1: Insurance Distribution Directive implementation - Feedback and near-final rules to CP17/33 and other IDD consultations
This is our third Policy Statement setting out near-final rules for the implementation of the Insurance Distribution Directive (IDD). -
Coronavirus and customers in financial difficulty: draft additional guidance for insurance and premium finance firms
The FCA has announced proposals to help customers who hold insurance and premium finance products and who continue to face financial difficulties because of coronavirus (Covid-19). -
Ten years after Lehman: how accountants can make finance safer
Speech by Charles Randell, Chair of the Financial Conduct Authority and Payment Systems Regulator on how accountants can make finance safer. -
FCA sets out expectations for general insurance firms during coronavirus (Covid-19) pandemic
The FCA has today set out expectations for general insurance firms and provided information for consumers about what they should see from their insurance provider during the coronavirus pandemic. -
FCA makes final appointment to ExCo with Georgina Philippou as Chief Operating Officer
The FCA also announced that Linda Woodall would become Director of Life Insurance and Financial Advice. ... Georgina started her career as a researcher in a major accountancy firm before moving on to become an investment analyst for an institutional -
FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages
The consultation paper also outlines the authorisation process for these firms and sets out the proposed data reporting requirements for second charge firms. ... A number of other changes will also be implemented including new knowledge and competency -
PS15/28: Capital resources requirements for personal investment firms (PIFs): feedback on CP15/17 and final rules
Policy Statement on the main issues arising from CP15/17: Capital resources requirements for personal investment firms (PIFs) and publish the final rules. -
PS22/5: New cancellation and variation power: Changes to the Handbook and Enforcement Guide
We are changing our Handbook and Enforcement Guide to give guidance on our new power to cancel or vary the statutory permissions of many FCA-authorised firms.