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Showing 71 to 80 of 447 search results for insurance broker firm Professional.

71. Reviewing your resources

    Tasks for regulated firms Published: 03/08/2015 Last modified: 15/02/2023
    If you are a regulated firm, or wish to become regulated, you should review the level of resources required to operate your business effectively.

72. Event costs

    Last modified: 08/04/2024
    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.

73. Review of host Authorised Fund Management firms

    Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
    We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.

74. Sign up for FCA events updates

    Last modified: 21/05/2024
    Regulated firm. Compliance consultant. Trade association. Professional association. Other. Please specify. ... Insurance. Investments. Mortgages. Pensions. Wealth Management. Other. Please indicate which of our cross-sector priorities you would be

75. Leaseholder buildings insurance

    Consumers Complaints and compensation Know your rights Published: 30/04/2021 Last modified: 21/09/2022
    Increases in buildings insurance premiums have led to higher costs for some leaseholders. Find out about your rights if you’ve been affected by these increased costs.

76. Information for customers of Triton Insurance Brokers Ltd

    News stories Published: 21/02/2020 Last modified: 21/02/2020
    On 17 February 2020, the FCA removed Triton’s permission to conduct regulated business in the UK, this includes arranging insurance contracts.

77. Accredited bodies for advisers

    Tasks for regulated firms Published: 21/12/2015 Last modified: 13/02/2023
    Read how accredited bodies can help advisers to maintain our required professional standards, and also report to us on these standards.

78. Consumer Duty resources

    Tasks for firms Published: 01/11/2023 Last modified: 16/05/2024
    Find publications about the introduction of the Consumer Duty including news, speeches and podcasts.

79. Final Notice 2017: Best Broker Limited [pdf]

    Final notices Published: 20/11/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

80. Assessing liquidity for orderly wind-down: good and poor practices from general insurance brokers

    Multi-firm reviews Published: 23/09/2022 Last modified: 23/09/2022
    We set out findings of our multi-firm review of general insurance brokers, where we have identified areas for improvement which firms can learn from.