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Showing 131 to 140 of 911 search results for insurance broker sector.

131. FCA finds failings in the oversight of appointed representatives in the general insurance sector

     Press Releases Published: 22/07/2016 Last modified: 22/07/2016
     FCA finds failings in the oversight of appointed representatives in the general insurance sector. ... Thematic review: TR16/6: Principals and their appointed representatives in the general insurance sector.

132. Update for customers of insurance broker firm Professional Construction Risks Ltd (PCRL)

     News stories Published: 11/12/2020 Last modified: 11/12/2020
     We outline important consumer information for those who have purchased an insurance policy from PCRL.

133. TR16/6: Principals and their appointed representatives in the general insurance sector

     Thematic reviews Published: 22/07/2016 Last modified: 21/06/2017
     This report sets out the findings from our thematic review of principal firms and their appointed representatives in the general insurance sector. ... TR16/6:Principals and their appointed representatives in the general insurance sector (PDF).

134. Applying conduct rules to all non-executive directors in the banking and insurance sectors: PS17/8

     Policy statements Published: 28/09/2016 Last modified: 03/05/2017
     This Policy Statement (PS) introduces final rules to extend our Code of Conduct sourcebook (COCON) to standard non-executive directors (NEDs) in banks, building societies, credit unions and dual-regulated investment firms (‘banks’) and insurance

135. Authorisation

     Firm authorisation Firms Last modified: 19/12/2023
     Authorisation landing page

136. FSA Final Notice 2010: Derek Silk trading as Silk Insurance Brokers [pdf]

     Final notices Published: 26/01/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Derek Silk trading as Silk Insurance Brokers

137. Data

     Last modified: 18/04/2024
     All data published by the Financial Conduct Authority.

138. Consumer alert for consumers of insurance broker firm Professional Construction Risks Ltd (PCRL)

     News stories Published: 31/08/2021 Last modified: 31/08/2021
     Consumer alert for consumers of insurance broker firm Professional Construction Risks Ltd (PCRL)

139. FCA Statement on fair treatment of long-standing customers in the life insurance sector

     Statements Published: 03/03/2016 Last modified: 03/03/2016
     FCA Statement on fair treatment of long-standing customers in the life insurance sector. ... firms in the life insurance sector.

140. FCA fines insurance broker JLT Specialty Limited £7.8m for financial crime control failings

     Press Releases Published: 22/06/2022 Last modified: 22/06/2022
     We have fined JLT Specialty Limited (JLTSL) £7,881,700 for financial crime control failings.