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Showing 141 to 150 of 911 search results for insurance broker sector.

  1. Fair treatment of long-standing customers in the life insurance sector: FG16/8

    Finalised guidance Published: 09/12/2016 Last modified: 19/01/2021
    In this Finalised Guidance we set out our expectations on the actions life insurance firms should take to treat their closed-book customers fairly.

  2. IBRC (Insurance Brokers Registration Council) [xls]

    Archive Published: 31/03/2013 Last modified: 03/08/2016
    IBRC (Insurance Brokers Registration Council)

  3. Firms

    Firms Last modified: 27/07/2022
    Tasks for regulated firms and authorisation information for new firms

  4. 2016 fines

    News stories Published: 02/01/2016 Last modified: 02/02/2017
    This table contains information about fines published during the calendar year ending 2016. The total amount of fines is £22,216,446 (excluding Mr Shay Jacob Reches' additional penalty).

  5. Impact assessment: Finalised Guidance FG16/8 Fair treatment of long-standing customers in the life insurance sector and Thematic Review TR16/2 Fair treatment of long-standing customers in the life insurance sector [pdf]

    Impact assessments Published: 23/06/2017 Last modified: 23/06/2017
    This impact assessment relates to Finalised Guidance FG16/8 and Thematic Review TR16/2. It has been verified by the Regulatory Policy Committee.

  6. FSA Final Notice 2013: Ryan & Company Insurance Brokers [pdf]

    Final notices Published: 13/02/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Ryan & Company Insurance Brokers

  7. FSA Final Notice 2012: Clive Herbert Danby Heaps trading as Danby-Heaps Insurance Brokers [pdf]

    Final notices Published: 03/05/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Clive Herbert Danby Heaps trading as Danby-Heaps Insurance Brokers

  8. TR18/4: Pricing practices in the retail general insurance sector: Household insurance

    Thematic reviews Published: 31/10/2018 Last modified: 01/11/2018
    This report sets out the key findings of our thematic work on the pricing practices of household insurance firms. It then details our expectations of firms and our next steps.

  9. Final Notice 2022: BGC Brokers LP, GFI Securities Limited and GFI Brokers Limited [pdf]

    Final notices Published: 08/12/2022
    This Final Notice refers to breaches of Principle 3 of the FCA’s Principles for Businesses and Article 16(2) of the Market Abuse Regulation related to market protection and wholesale conduct in the Trading Firm sector. We imposed a financial

  10. FSA Final Notice 2007: Rotheville (Insurance Brokers) Limited [pdf]

    Final notices Published: 11/10/2007 Last modified: 14/06/2014
    FSA Final Notice 2007: Rotheville (Insurance Brokers) Limited