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Showing 211 to 220 of 911 search results for insurance broker sector.
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FIN074 returns – who needs to complete and why
To work out if your firm needs to pay the Economic Crime Levy, we’ll send you a FIN074 return to complete. If you believe your firm is exempt, contact us. -
Innovation Hub: Market insights
The FCA publishes its latest data on the firms supported by its Regulatory Sandbox and Innovation Pathways service. -
CP16/27: Applying conduct rules to all non-executive directors in the banking and insurance sectors [pdf]
We are consulting on applying our Code of Conduct sourcebook (COCON) to standard non-executive directors (NEDs) in banks, building societies, credit unions and dual-regulated investment firms (relevant authorised persons - RAPs) and insurance -
Fraud
Fraud falls within the FCA's objective of reducing the risk of financial crime and also affects our consumer protection objectives. Find out more about our approach. -
Notice of Decision 2023 : HG Motors Ltd [pdf]
This notice of decision refers to a failure to carry out regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Denis Armitt [pdf]
This Notice of Decision (Denis Armitt) refers to a failure to carry on regulated activities. We imposed a cancellation. -
Competing on integrity
Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Laying myths to rest
Speech by Martin Wheatley, Chief Executive of the FCA, at the British Bankers’ Association Annual International Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Slides - Principals and their appointed representatives in the general insurance sector event [pdf]
We held an event with principal firms within the general insurance sector to set out our findings and expectations following our Thematic Review (TR16/6). -
Regulated covered bonds
Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime.