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Showing 231 to 240 of 911 search results for insurance broker sector.

  1. RMA-I Supplement Product Sales Data: help text

    Registers and systems Published: 09/06/2016 Last modified: 11/06/2016
    The sales were passed up a chain(iethere is more than one broker between the customer and the product provider)AND. ... IPRU IS Annex 11Page 25 of definitions 11.3 provides description of the insurance product types.

  2. FCA Final Notice 2014: Philip Eley [pdf]

    Final notices Published: 27/03/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a withdrawal of approval, a fine and a prohibition.

  3. Archived data

    Last modified: 06/01/2023
    Find FCA data published before 2018.

  4. Final Notice 2015: Mark Cleaver [pdf]

    Final notices Published: 20/08/2015 Last modified: 03/09/2015
    This final notice refers to breaches of COND, related to threshold conditions and failing to be open and co-operative in the general insurance intermediary sector. We imposed a cancellation.

  5. FCA Final Notice 2014: Paul Catterall [pdf]

    Final notices Published: 19/06/2014 Last modified: 07/04/2015
    This final notice refers to breaches of COND related to threshold conditions, and lack of fitness/propriety in the general insurance and protection sector. We imposed a refusal.

  6. FCA Final Notice 2013: Porta Verde Financial Services Limited [pdf]

    Final notices Published: 24/10/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3, PRIN 6 and PRIN 7 related to appointed representatives, and unfair treatment of customers in the general insurance and protection sector. We imposed a fine.

  7. FSA - GC11/7 [pdf]

    Guidance consultations Published: 15/02/2011 Last modified: 11/07/2016
    We are writing to all general insurance firms with our concerns about how current market conditions are increasing the risks of inadequate pricing and reserving in the sector, and creating potential pressures within firms’ reserving governance

  8. Final notice 2016: Shay Jacob Reches [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of section 63A and FIT related to appointed representatives, failing to be open and co-operative, client money, lack of fitness/propriety and unfair treatment of customers in the general insurance and protection

  9. FSA - FG11/6 [pdf]

    Finalised guidance Published: 11/04/2011 Last modified: 20/10/2014
    We are writing to all general insurance firms with our concerns about how current market conditions are increasing the risks of inadequate reserving, and its potential effect on pricing, in the sector, and creating potential pressures within

  10. 100 days of the FCA

    Speeches Published: 09/07/2013 Last modified: 16/08/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the ABI Biennial Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.