Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 341 to 350 of 911 search results for insurance broker sector.

  1. Final notice 2016: Kildare Capital (UK) Limited [pdf]

    Final notices Published: 22/07/2016 Last modified: 22/07/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

  2. Final Notice 2021: Gedik International Ltd [pdf]

    Final notices Published: 24/06/2021
    This final notice refers to a failure to satisfy the effective supervision and to appropriate resources threshold conditions (COND) in the wholesale brokerage sector. We refused the firm’s VOP application.

  3. Final notice 2016: Wayne Anthony Redgrave [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of APER 6 and ICOBS related to appointed representatives, failing to act on information appropriately and unfair treatment of customers in the general insurance and protection sector. We imposed a fine.

  4. TR16/6: Principals and their appointed representatives in the general insurance sector – and follow-up work [pdf]

    Thematic reviews Published: 21/06/2017
    Our findings, expectations and actions from this thematic review.

  5. Authorisation and registration application fees

    Firm authorisation Published: 07/08/2017 Last modified: 15/07/2024
    Find out how much your firm’s application fee will be to become authorised by us, or registered with us.

  6. Information on data breaches by category - June 2021

    FOI Release Date of Release: 08/06/2021
    The FCA provides information on data breaches by category up to the end of March 2021.

  7. Final notice 2016: Bar Professions Limited (in liquidation) [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of PRIN 2, PRIN 7 and ICOBS related to appointed representatives and failing to act on information appropriately in the general insurance and protection sector. We imposed a public censure.

  8. FCA Board

    Who we are About us Published: 02/04/2016 Last modified: 06/06/2024
    The FCA Board holds us accountable for the way we work. Find out more about its role and meet its members.

  9. Retail Investments Product Sales Data dashboard

    Data Published: 27/06/2024 Last modified: 27/06/2024
    This page provides a breakdown of retail investment products sales data from 1 January 2019 to 31 December 2023.

  10. Final notice 2015: Vroni O'Brien [pdf]

    Final notices Published: 17/12/2015 Last modified: 17/12/2015
    This final notice refers to breaches of APER 2, APER 7, FIT and CASS related to a lack of fitness/propriety, client money/assets and failing to act on information appropriately in the general insurance and protection sector. We imposed a fine and