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Showing 451 to 460 of 911 search results for insurance broker sector.

  1. AEC Master Broker (Clone of EEA authorised firm)

    Warnings Published: 16/12/2019 Last modified: 20/05/2021
    AEC Master Broker (Clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

  2. Final Notice 2017: Syphony Nominees Limited [pdf]

    Final notices Published: 21/09/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the general insurance and protection sector. We imposed a cancellation.

  3. Final Notice 2018: One Call Insurance Services Limited [pdf]

    Final notices Published: 30/08/2018
    This final notice refers to breaches of PRIN 10 and CASS relating to client money/assets in the general insurance and protection sector. We imposed a fine and restriction.

  4. Promoting competition in the financial services sector

    Speeches Published: 11/03/2014 Last modified: 18/03/2014
    Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Future of Financial Services summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

  5. General FAQs for policyholders with business interruption insurance

    Firms Published: 29/01/2021 Last modified: 03/11/2022
    Guidance on how to make a claim and more information on clauses.

  6. Call for Input: Open finance

    Calls for input Published: 17/12/2019 Last modified: 26/03/2021
    In this paper we set out some of the recent developments across the crowdfunding sector and a number of concerns that we have identified in response.

  7. Financial promotions quarterly data 2022 Q1

    Data Published: 27/04/2022 Last modified: 22/07/2022
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for January 2022 to 31 March 2022.

  8. Final Notice 2023: Moorland Mayfair Wealth Management [pdf]

    Final notices Published: 19/09/2023
    This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & protection and consumer credit

  9. FCA Final Notice 2014: Castle Wildish Chartered Surveyors [pdf]

    Final notices Published: 10/10/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a withdrawal.

  10. Information we can share

    Last modified: 05/01/2024
    A guide to what the FCA can and can’t share with the public about firms, people, and markets.