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Showing 481 to 490 of 911 search results for insurance broker sector.
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Competition in the interests of consumers
Speech by Martin Wheatley, Chief Executive of the FCA, at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA engages with firms on claims handling thematic review
Martin Wheatley, the chief executive of the FCA, launched the review in a speech to the British Insurance Brokers’ Association conference in May last year. ... management of supply chains in household insurance claims;. how medical conditions are dealt -
RMA-E Professional indemnity insurance self certification: FAQs
RMA-E Professional indemnity insurance self certification: FAQs -
FCA Final Notice 2014: Stonebridge International Insurance Limited [pdf]
This final notice refers to breaches of PRIN 3 and PRIN 6 related to unfair treatment of customers, mis-selling, and culture/governance in the general insurance and protection sector. We imposed a fine and redress. -
Final notice 2016: GB Financial Consultancy Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the general insurance and protection sector. We imposed a cancellation. -
Final Notice 2017: Bluefin Insurance Services Limited [pdf]
This final notice refers to breaches of PRIN 3 and PRIN 7 related to conflicts of interest, culture/governance and unfair treatment of customers in the general insurance and protection sector. We imposed a fine. -
Brexit countdown for UK financial services sector
With one week to go until the end of the Brexit transition period, the FCA is urging financial services companies to ensure they are ready -
FCA on fair treatment of longstanding customers review
FCA on fair treatment of longstanding customers review. Statements First published:. 07/09/2017. Last updated: 07/09/2017. FCA on fair treatment of longstanding customers review. On 3. rd. March 2016 the Financial Conduct Authority announced -
Final Notice 2018: Michelle Singlehurst Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector and investment advisory sector. We imposed a -
Our ambitious agenda for UK asset management
Speech by Ashley Alder, FCA chair, at the Bloomberg Buy-side Forum.