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Showing 541 to 550 of 911 search results for insurance broker sector.

  1. Final Notice 2020: Ian Mackin (trading as Caledonia Finance) [pdf]

    Final notices Published: 11/11/2020 Last modified: 11/11/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector, General Insurance Protection sector, Investment Advisory sector

  2. Aggregate complaints data to 2018 H1 [xlsx]

    Data Published: 29/10/2018
    Aggregate sector wide firm complaints data for 2018 H1. Including opened, closed, upheld, speed of closure and redress.

  3. Financial Crime: analysis of firms’ 2017-2020 REP-CRIM data

    Data Published: 07/10/2021 Last modified: 07/10/2021
    The FCA provides analysis of the annual financial crime data return (REP-CRIM) submissions for the 3 reporting periods between 2017-2020.

  4. FCA Data Bulletin issue 7 - underlying data [xlsx]

    Data Published: 28/10/2016
    Underlying data for the retail intermediary sector, latest trends in the retirement income market, and feedback from firms about the FCA.

  5. Aggregate complaints data to 2017 H2 [xlsx]

    Data Published: 19/04/2018
    Aggregate sector wide firm complaints data for 2017 H2. Including opened, closed, upheld, speed of closure and redress.

  6. Final Notice 2020: Net Direct Car Sales Limited [pdf]

    Final notices Published: 26/06/2020
    This final notice (Net Direct Car Sales Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and

  7. Competition impacts of Big Tech in retail financial services

    Events Published: 26/10/2022 Last modified: 15/11/2022
    We are hosting a webinar, panel discussion and roundtables on the possible competition impact of Big Tech firms’ entry into financial services

  8. Aggregate complaints data to 2017 H1 [xlsx]

    Data Published: 23/10/2017
    Aggregate sector wide firm complaints data for 2017 H1. Including opened, closed, upheld, speed of closure and redress.

  9. Decision Notice 2018: One Call Insurance Services Limited [pdf]

    Decision notices Published: 26/01/2018
    This decision notice refers to breaches of PRIN 10 and CASS related to client money/assets in the general insurance and protection sector. Our view is that a fine and restriction should be imposed.

  10. Aggregate Complaints Data 2012 H2 [xls]

    Data Published: 15/04/2013 Last modified: 04/08/2016
    Aggregate sector wide firm complaints data for 2012 H2. Including opened, closed, upheld, speed of closure and redress.