Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 651 to 660 of 911 search results for insurance broker sector.

  1. RMA-D Regulatory capital and financial resources: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    RMA-D Regulatory capital and financial resources: FAQs

  2. The Financial Conduct Authority’s Statement on Payment Protection Insurance (PPI)

    Statements Published: 02/10/2015 Last modified: 18/08/2017
    The Financial Conduct Authority’s Statement on Payment Protection Insurance (PPI). Statements First published:. ... bring the PPI issue to an orderly conclusion, reducing uncertainty for firms about long-term PPI liabilities and helping rebuild public

  3. Fighting financial crime – the force multiplier effect

    Speeches Published: 07/09/2022 Last modified: 07/09/2022
    Speech by Sarah Pritchard, Executive Director, Markets, FCA at the Financial Crime Summit – 1LOD.

  4. DP14/3 The use of dealing commission regime

    Discussion papers Published: 10/07/2014 Last modified: 25/11/2021
    We have carried out a review on whether further changes are needed to deliver a more transparent and efficient asset management sector for end investors.

  5. Financial conduct regulation in a restless world

    Speeches Published: 08/05/2019 Last modified: 08/05/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Deloitte conduct risk roadshow.

  6. Analysing the impact of EMIR variation margin requirements

    Research insights Published: 30/06/2017 Last modified: 30/06/2017
    This page summarises our research into derivatives trading data to assess the impact on firms.

  7. Retail intermediary market interactive analysis 2020

    Data Published: 29/07/2021 Last modified: 29/07/2021
    This page provides the FCA's interactive dashboard of the intermediary sector, based on the 2020 data drawn from the Retail Mediation Activities Return (RMAR).

  8. FCA publishes complaints data for the second half of 2012

    Press Releases Published: 14/04/2013 Last modified: 17/11/2021
    We have published the latest complaints data showing complaints to financial services firms between July and December 2012.

  9. FCA confirms proposals in the event of a no-deal Brexit

    Press Releases Published: 28/02/2019 Last modified: 15/03/2019
    The Financial Conduct Authority (FCA) has published near-final rules and guidance that will apply in the event the UK leaves the EU without an implementation period.  As most of the changes proposed will be made under powers given to the FCA under

  10. AEC Investments (Clone of EEA authorised firm)

    Warnings Published: 04/12/2019 Last modified: 20/05/2021
    AEC Investments (Clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to