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Showing 681 to 690 of 911 search results for insurance broker sector.

  1. FSA - PS13/4 FSCS Funding model review – feedback on FSA CP13/1

    Policy statements Published: 25/03/2013 Last modified: 07/02/2022
    This paper confirms we will proceed as outlined in CP13/1; and the final rules for the FCA Retail Pool.

  2. Dear CEO letter – fair treatment of long-standing customers in the life insurance sector [pdf]

    Correspondence Published: 04/03/2016 Last modified: 04/03/2016

  3. Surveillance: The FCA's expectations and toolkits

    Speeches Published: 07/10/2014 Last modified: 07/10/2014
    Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  4. Conduct in a new era: leaders rejecting complacency

    Speeches Published: 13/06/2013 Last modified: 18/07/2013
    Speech by John Griffith-Jones, Chairman, the FCA, to theCityUK conference in London. This is the text of the speech as drafted, which may differ from the delivered version.

  5. FCA review reveals shortcomings in the provision of premium finance for general insurance

    Press Releases Published: 11/05/2015 Last modified: 11/05/2015
    FCA review reveals shortcomings in the provision of premium finance for general insurance. ... Thematic Review 15/5: Provision of premium finance to retail general insurance customers.

  6. Our approach to competition

    Corporate documents Published: 19/03/2024 Last modified: 21/03/2024
    The FCA promotes effective competition in the interests of consumers.

  7. The retail intermediary market 2020 dashboards underlying data [csv]

    Data Published: 29/07/2021
    Underlying data for the FCA's Retail Mediation Activities Return (RMAR) 2020 Tableau dashboards.

  8. Final Notice: Infinity Financial Solutions Ltd [pdf]

    Final notices Published: 29/05/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory, Mortgage, Insurance mediation and consumer credit sectors. We

  9. CASS compliance – the bigger picture

    Speeches Published: 02/12/2014 Last modified: 19/12/2014
    Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version.

  10. FCA warns firms over anti-money laundering failings

    News stories Published: 05/03/2024 Last modified: 05/03/2024
    We have warned firms about common failings we have found in financial crime controls.