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Showing 771 to 780 of 911 search results for insurance broker sector.
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FG15/7 - Guidance on financial crime systems and controls
In November 2014, we consulted on proposed examples of good practice from two thematic reviews that considered small banks’ anti-money laundering and financial sanctions, and small commercial insurance brokers’ -
Debt management firms must raise their game, says FCA
Firms that provide services which pose a higher risk to consumers will be assessed first, including debt management firms, payday lenders and credit brokers. ... The emphasis is on creating a sector that works well for both firms and consumers. -
Personal investment firms that give bad advice to hold capital for redress
Our proposals to require personal investment firms to set aside capital so that they can cover compensation costs. -
Rolling the rock: The cycle of deregulation, crisis and regulation
Speech by Charles Randell, Chair, Financial Conduct Authority, delivered at the Association for Financial Markets in Europe (AFME) Annual Conference on 2 October 2018. -
Consumer Investments: Strategy and Feedback Statement
The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. -
CP23/23: Prudential assessment of acquisitions and increases in control
We are consulting on proposals to replace EU guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector. -
Pension lifestyle investment strategies – our findings
Findings from our review of life insurance companies’ pension lifestyle investment strategies. -
PS24/1: Temporary changes to handling rules for motor finance complaints
We set out and explain our response to a potential increase in complaints in the motor finance market. -
FCA confirms extension of the Temporary Permission Regime deadline
The FCA has today confirmed the deadline for notifications for the temporary permissions regime (TPR) will be extended to the end of 30 October 2019. TPR would allow EEA-based firms passporting into the UK to continue new and existing regulated -
Where next for investment and asset management regulation?
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the FT Investment Management Summit Europe 2017.