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Showing 881 to 890 of 911 search results for insurance broker sector.

  1. FCA review finds evidence of life insurance and advisory firms ‘undermining the objectives of the RDR’ and consults on new guidance

    Press Releases Published: 17/09/2013 Last modified: 07/02/2022
    The Financial Conduct Authority (FCA) has published a review to find out whether firms continue to be influenced by inducements from product providers, despite the Retail Distribution Review (RDR) coming into effect in January 2013

  2. FS20/13: Coronavirus and customers in temporary financial difficulty: feedback on draft updated guidance for insurance and premium finance firms

    Policy and guidance Feedback statements Published: 11/08/2020 Last modified: 20/08/2020
    We summarise the feedback we received on our proposed measures for insurance and premium finance firms, and our response.

  3. PS13/4 Financial Conglomerates Directive – Technical Review Amendments

    Policy statements Published: 04/06/2013 Last modified: 05/06/2013
    We are publishing new rules for financial conglomerates.

  4. FSA fines Norwich Union Life £1.26m for exposing its customers to the risk of fraud

    Press Releases Published: 17/12/2007 Last modified: 08/11/2016
    The Financial Services Authority (FSA) has fined Norwich Union Life £1.26 million for not having effective systems and controls in place to protect customers' confidential information and manage its financial crime risks. These failings resulted in

  5. Additional events for mortgage and general insurance firms announced for Live & Local regional programme

    News stories Published: 16/11/2017 Last modified: 16/11/2017
    As we continue the successful regional events in the Live & Local programme, we are now announcing details of the first set of events taking place in 2018 for regulated mortgage and general insurance firms.

  6. Consumer Duty: Findings from our review of fair value frameworks

    Good and poor practice Published: 10/05/2023 Last modified: 17/11/2023
    Read the findings of our review into firms’ approaches to fair value assessments under the Consumer Duty.

  7. FCA and PSR Boards appoint new members to decision-making committees, including new chair and two deputy chairs

    Press Releases Published: 21/09/2015 Last modified: 21/09/2015
    Chris has also held senior posts in banking, insurance and in consulting where he advised major global firms and public sector bodies.Chris is a member of the Foreign and Commonwealth ... He has acted as an economic consultant and expert witness for a

  8. FCA proposes introduction of price cap on rent-to-own firms to protect vulnerable consumers from high costs

    Press Releases Published: 22/11/2018 Last modified: 22/11/2018
    The Financial Conduct Authority today proposed to introduce a price cap on the rent-to-own (RTO) sector. The cap, subject to consultation, will come into force on 1 April 2019 providing protection for some of the most financially vulnerable people

  9. Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation

    Speeches Published: 14/11/2014 Last modified: 20/10/2015
    These are the kinds of questions that have, over time, become increasingly important to the future of our financial sector. ... Insurance companies reducing disclosure. Change programmes across industry. Banks simplifying terms & conditions and using

  10. PS21/8: Regulation of funeral plans - Feedback to CP21/4 and final rules

    Policy statements Published: 02/03/2021 Last modified: 05/07/2021
    This policy statement sets out our final rules, guidance and standards as the pre-paid funeral plans sector enters our regulation.