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Showing 891 to 900 of 911 search results for insurance broker sector.
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How innovation and regulation in financial services can drive the UK's economic growth
Speech by Sheldon Mills, Executive Director, Consumers and Competition delivered at the CityUK Annual Conference 2023. -
TR14/8 - Insurers’ management of claims – household and retail travel
The emergency assistance activities of travel insurers and the need for the right insurance. ... Insurance in relation to medical conditions (travel). Consumer outcomes in long chains of delegation. -
Information on number of enforcement investigations against individuals convicted of non-financial criminal offences - November 2020
FCA provides information on enforcement investigations against individuals convicted of non-financial criminal offences. -
FCA calls on firms to act following review of costs and charges disclosure in the investment sector
The Financial Conduct Authority (FCA) has today published the key findings of supervisory work to assess the effectiveness of disclosure by asset managers and intermediaries, such as wealth managers, to their retail customers. This work was prompted -
PS23/3 – Creation of a baseline financial resilience regulatory return: Feedback to CP22/19 and final rules
We set out the final rules for a new financial resilience regulatory return for solo-regulated firms. -
What firms and customers can expect from the consumer duty and other regulatory reforms
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at City and Financial Global. -
FCA response to FSB’s Super-Complaint - requiring personal guarantees for business loans
On 08 December 2023, we received a super-complaint from the Federation of Small Businesses (FSB). This is the first super-complaint we have received since the super-complaint regime was applied to the FCA in 2013. -
Financial Conduct Authority unveils successful sandbox firms on the second anniversary of Project Innovate
The Financial Conduct Authority (FCA) today marks the second anniversary of Project Innovate by announcing the firms that were successful in their applications to begin testing in the first cohort of the regulatory sandbox. -
FG14/3 - Budget 2014 – Pension reforms: guidance to firms in the interim period
annuities and income drawdown products on a non-advised basis (including comparison websites, brokers and investment platforms). ... Alternatively, please send your responses by post:. The Life Insurance Themes team. -
Final Notice 2021: Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited [pdf]
This Final Notice (Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited) refers to breaches of PRIN 3 and PRIN 7 related to communications with