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Showing 101 to 110 of 140 search results for insurance intermediaries' professional indemnity insurance.
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GC20/1: Advising on pension transfers
The FCA is consulting on guidance on what it expects from firms when advising on pension transfers and conversions, particularly from defined benefit (DB) schemes to defined contribution (DC) schemes. This Guidance Consultation sets out best -
The changing face of financial crime
Speech by Martin Wheatley, Chief Executive, the FCA, at the FCA Financial Crime Conference, London. -
Defined benefit transfer advice review information - October 2020
FCA provides information on the defined benefit transfer advice review. -
Information on Advisors and Intermediaries portfolio insolvency - May 2022
The FCA provides data on the Advisors and Intermediaries Portfolio insolvency. -
RMA-H COBS data: help text
RMA-H COBS data: help text -
Adviser Mark Abley pays £106k for poor pension transfer advice
The FCA has banned Mark Abley of County Capital Wealth Management Ltd (in liquidation) (CCWM) from providing any advice on pension transfers. -
PS17/27: Insurance Distribution Directive implementation – Feedback to CP17/23 and near-final rules
This is our second Policy Statement setting out near-final rules for the implementation of the Insurance Distribution Directive (IDD). -
Our approach to international firms
Find out what standards we expect from international firms providing financial services in the UK, or preparing to apply for full UK authorisation. -
A financial system to support the recovery
Speech by Charles Randell, Chair of the FCA, to a virtual roundtable of bank chairs hosted by UK Finance. -
SM&CR categorisation for solo-regulated firms
Under SM&CR, solo-regulated firms are categorised as limited scope, core or enhanced. Find out which category your firm is in and how you can review this.