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PS21/19: Changes to the SCA-RTS and to guidance in the Approach Document and the Perimeter Guidance Manual [pdf]
PS21/19: Changes to the SCA-RTS and to guidance in the Approach Document and the Perimeter Guidance Manual. -
PS17/2: Changes to DTR 2.5: delay in the disclosure of inside information [pdf]
In this Policy Statement we report on the main issues arising from Consultation Paper 16/38 (DTR 2.5 changes: delay in the disclosure of inside information) and publish the final rules. -
PS21/12: Assessing value for money in workplace pension schemes and pathway investments: requirements for IGCs and GAAs [pdf]
FCA PS21/12: Assessing value for money in workplace pension schemes and pathway investments: requirements for IGCs and GAAs. -
PS16/25: Home finance customers with a payment shortfall: minor Handbook changes and feedback to CP16/16 [pdf]
In this Policy Statement we report on the main issues arising from CP16/16 and publish the final rules. -
PS17/1: Implementation of the Enforcement Review and the Green Report [pdf]
In this Policy Statement we report on the main issues arising from Consultation Paper 16/10 Proposed Implementation of the Enforcement Review and the Green Report. It publishes final amendments to the FCA’s Glossary, the Decision Procedure and -
PS21/16: Issuing statutory notices – a new approach to decision makers [pdf]
We are setting out changes to our Enforcement Guide (EG) and Decisions Procedure and Penalties Manual (DEPP) to streamline our decision‑making and governance to enable us to be more effective and efficient in stopping harm to consumers and markets. -
PS16/2: Implementation of the UCITS V Directive [pdf]
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PS16/17: PSR regulatory fees 2016/17 [pdf]
This document forms the final part of the PSR's annual cycle of fees for 2016/17. -
PS21/10: Investor protection measures for special purpose acquisition companies: Changes to the Listing Rules [pdf]
Our final rules aim to provide more flexibility to larger SPACs, provided they embed certain features that promote investor protection and the smooth operation of our markets -
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