Search results

Showing 1201 to 1210 of 4150 search results for insurance policies.

1201. PS15/28: Capital resources requirements for personal investment firms (PIFs): feedback on CP15/17 and final rules [pdf]

      Policy statements Published: 08/12/2015 Last modified: 08/12/2015
      In this Policy Statement we report on the main issues arising from CP15/17: Capital resources requirements for personal investment firms (PIFs) and publish the final rules.

1202. PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance [pdf]

      Policy statements Published: 05/06/2020
      The FCA has published new rules and guidance on pension transfer advice, particularly defined benefit (DB) to defined contribution (DC) transfers.

1203. PS15/30: Strengthening accountability in banking: UK branches of foreign banks (final rules) [pdf]

      Policy statements Published: 16/12/2015 Last modified: 16/12/2015
      In this policy statement, we follow up on the feedback we provided earlier this year in Feedback Statement FS15/3 (Strengthening accountability in banking: UK branches of foreign banks – Feedback on ***FCA CP15/10 / PRA CP9/15) and publish final

1204. PS14/18 Credit broking and fees [pdf]

      Policy statements Published: 01/12/2014 Last modified: 02/12/2014

1205. PS15/31: Final Rules on changes to the Approved Persons Regime for insurers not subject to Solvency II [pdf]

      Policy statements Published: 16/12/2015 Last modified: 16/12/2015
      In this Policy Statement we provide feedback on responses to CP15/25 ‘Changes to the Approved Persons Regime for insurers not subject to Solvency II’ (i.e. Non-Directive Firms or NDFs) and set out the final consequential changes to the Handbook.

1206. TR16/6: Principals and their appointed representatives in the general insurance sector [pdf]

      Thematic reviews Published: 22/07/2016 Last modified: 22/07/2016

1207. PS19/20: Optimising the Senior Managers & Certification Regime and feedback to CP19/4 [pdf]

      Policy statements Published: 26/07/2019

1208. PS19/18: Restricting contract for difference products sold to retail clients [pdf]

      Policy statements Published: 01/07/2019

1209. FSA Final Notice 2006: Appleby Insurance Services Limited [pdf]

      Final notices Published: 13/04/2006 Last modified: 14/06/2014
      FSA Final Notice 2006: Appleby Insurance Services Limited

1210. CP17/3: Proposed Handbook changes to reflect the new regulatory framework for Insurance Linked Securities [pdf]

      Consultation papers Published: 31/01/2017
      We are consulting on our proposals for the changes required to the FCA Handbook to incorporate the new regulated activity of insurance risk transformation.