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FSA Final Notice 2010: Right Deal Insurance Services Limited [pdf]
FSA Final Notice 2010: Right Deal Insurance Services Limited -
FCA to publish claims scorecards
The Financial Conduct Authority (FCA) has today announced that it will pilot the publication of general insurance ‘scorecards’ on a small number of products. ... In July 2014, the FCA published the results of the general insurance add-ons market -
PS13/5 - Implementation of the Alternative Investment Fund Managers Directive [pdf]
We are setting out our rules for implementing the Alternative Investment Fund Managers Directive (AIFMD) and responding to the feedback to our consultation.. -
Report an unfair contract term
Financial businesses can't enforce unfair or unclear terms in their contracts with you. If you think that a contract term is unfair or unclear, please report it to us by completing the form below. -
PS14/11: FCA regulated fees and levies 2014/15 [pdf]
We are publishing rules on our 2014/15 regulatory fees and levies for the FCA, the Financial Ombudsman Service (ombudsman service) general levy, and the Money Advice Service. -
PS15/16: Strengthening the alignment of risk and reward: new remuneration rules [pdf]
The FCA and PRA have released new rules for remuneration of banking staff, following recommendations made by the Parliamentary Commission on Banking Standards (‘PCBS’). The rules seek to strengthen the alignment between risk and reward by -
FSA Final Notice 2011: Coverwise Insurance Services Limited [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Coverwise Insurance Services Limited -
FSA - CP12/15 [pdf]
Consultation FSA - CP12/15 - We are publishing this Consultation Paper (CP) to consult on two areas of client assets policy, CASS oversight and reporting, and the mandate rules (CASS 8). -
Accredited bodies for advisers
Read how accredited bodies can help advisers to maintain our required professional standards, and also report to us on these standards. -
CP22/09: Expansion of the Dormant Assets scheme [pdf]
We are proposing amendments to our rules and guidance to enable insurance, pension and securities firms to contribute dormant assets to an expanded scheme.