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Supplement for firms selling non-investment insurance contracts - notes [doc]
Application for Authorisation (including connected travel insurance) -
CP13/14 - Regulatory fees and levies: policy proposals for 2014/15 [pdf]
This CP sets out our proposed policy changes to our fee and levy regimes. We are funded entirely by the fees and levies recovered from the firms we regulate – we receive no subsidies from other sources. -
Contract for differences
Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX). -
PS13/10 - CRD IV for Investment Firms [pdf]
We have consulted on our proposed changes to the FCA Handbook arising from the transposition of CRD IV. We are now setting out our feedback to the responses we received to our consultations – in CPs 13/6, 13/9 (Chapter 16) and 13/12 (together the -
PS14/8: Response to CP13/15 – Enhancing the effectiveness of the Listing Regime [pdf]
On 2 May 2014 we published the final rules resulting from our work to enhance the effectiveness of the Listing Regime. In this PS we provide those rules and also provide feedback on the responses received to CP13/15. -
CP21/23: PRIIPs - Proposed scope rules and amendments to Regulatory Technical Standards [pdf]
We are consulting on amendments to the Packaged Retail and Insurance based Investment Products (PRIIPs) disclosure regime. -
Consumer Duty webinar – Insurance – transcript [pdf]
Consumer Duty webinar – Insurance – transcript -
Consumer Duty – information for firms
To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market. -
Future Horizons Conference
Our Future Horizons Conference was held in April 2017 and brought together leading thinkers to look at the big challenges facing financial services over the next 15 years. -
FWD Research: Client research into the Wholesale Insurance market [pdf]
In November 2017, the FCA launched a market study into the London Insurance Market (LIM) wholesale insurance broking market to consider how competition is working in the sector. FWD Research was commissioned by the FCA to conduct qualitative