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Showing 1451 to 1460 of 4150 search results for insurance policies.

  1. FCA Final Notice 2014: Philip Eley [pdf]

    Final notices Published: 27/03/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a withdrawal of approval, a fine and a prohibition.

  2. FCA Final Notice 2013: Porta Verde Financial Services Limited [pdf]

    Final notices Published: 24/10/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3, PRIN 6 and PRIN 7 related to appointed representatives, and unfair treatment of customers in the general insurance and protection sector. We imposed a fine.

  3. FSA Final Notice 2008: Safe In-Sure Insurance Consultants [pdf]

    Final notices Published: 10/04/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Safe In-Sure Insurance Consultants

  4. FSA - CP12/14 [pdf]

    Consultation papers Published: 25/07/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/14 - In this paper we make proposals to help former employees who have work-related illnesses to trace their employers’ liability (EL) insurer.

  5. SMEs and insurance brokers [pdf]

    Information sheets Published: 28/08/2014 Last modified: 02/09/2014
    SME guide insurance brokers

  6. Final notice 2016: David Michael Sayer trading as D M Sayer and Co (Insurance) [pdf]

    Final notices Published: 15/04/2016 Last modified: 15/04/2016
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  7. CP17/13: Fourth money laundering directive and fund transfer regulation implementation (DEPP and EG) [pdf]

    Consultation papers Published: 12/06/2017
    We are consulting on our proposals to ensure that our guidance, policies and procedures relating to the use of our powers under the new money laundering regulations are up to date, effective and proportionate.

  8. Apply to become a debt firm

    Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you’re a debt advice, debt collection or debt purchaser firm, or if you conduct debt administration.

  9. CP15/30: Pension reforms – proposed changes to our rules and guidance [pdf]

    Consultation papers Published: 01/10/2015 Last modified: 01/10/2015
    In this paper we set out our expectations as to how our existing rules and guidance operate in the new pensions environment, consult on a number of changes aimed at ensuring our rules are fit for purpose and invite discussion on areas where we are

  10. FSA - CP12/39 [pdf]

    Consultation papers Published: 20/12/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/39 - In this paper from the Bank of England and the Financial Services Authority, we are consulting on the Prudential Regulation Authority’s (PRA’s) approach to enforcement.
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