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Showing 1461 to 1470 of 4150 search results for insurance policies.
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FSA - GC11/28 [pdf]
This guidance is likely to be of most relevance to Firms that advise on TLPIs. Investment managers whose investments include exposure to TLPIs. Firms approving financial promotions for TLPIs. -
FSA - GC12/4 [pdf]
In this guidance we refer to letters or other types of communications used to contact consumers to ask them to respond if they would like their sale to be reviewed as PPI consumer contact letters. -
TR14/8 – Insurers’ management of claims – household and retail travel [pdf]
This report summarises the findings of our thematic review into claims handing in household and retail travel insurance, which assessed the extent to which consumers as claimants are at the heart of insurers’ businesses. -
CP17/5: Reforming the availability of information in the UK equity IPO process [pdf]
We are consulting on a package of policy proposals intended to improve the range and quality of information that is available to investors during the UK equity IPO process. -
Supervisory correspondence
Find out how we communicate with the firms we supervise. -
FSA - GC12/11 [pdf]
We have developed this guidance to help firms identify and manage the risks from incentive schemes. The guidance sets out a number of ways, but not the only ways, firms can comply with the relevant requirements set out in the FSA Handbook. -
CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail clients [pdf]
This consultation outlines our concerns around increasing evidence of poor conduct and risks to investor protection from retail contracts for differences (CFDs) and proposes a package of policy measures designed to address those risks. -
FSA Supervisory Notice 2008: Ideal Insurance Services Limited [pdf]
FSA Supervisory Notice 2008: Ideal Insurance Services Limited -
CP14/26 Regulatory fees and levies: policy proposals for 2015/16 [pdf]
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Final Notice 2015: Mark Cleaver [pdf]
This final notice refers to breaches of COND, related to threshold conditions and failing to be open and co-operative in the general insurance intermediary sector. We imposed a cancellation.