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FSA Final Notice 2006: Thames Mortgage and Insurance Consultants [pdf]
FSA Final Notice 2006: Thames Mortgage and Insurance Consultants -
Changes to credit union legislation in Great Britain
Find out about proposed changes for credit unions in Great Britain and what to do if you want to take advantage of the proposed new powers. -
FSA - PS11/9 [pdf]
Policy FSA - PS11/9 - This Policy Statement reports on the main issues arising from Consultation Paper 10/29 (Delivering the RDR and other issues for platforms and nominee-related services) and publishes final rules. -
Looking ahead to 2014
Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Primary Market Bulletin 47
This edition covers Short Selling Regulation and Credit Rating Agency UK Market Share Report for 2022 -
Final Notice 2024: Victoria Snoddy [pdf]
This Final Notice (Victoria Snoddy) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in relation to a new firm authorisation application. We have refused the Application. -
FSA Final Notice 2009: Capital Insurance Services Limited [pdf]
FSA Final Notice 2009: Capital Insurance Services Limited -
PS15/24: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers [pdf]
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Business interruption insurance test case: Claim form [pdf]
The procedural document initiating legal proceedings and summarising what the FCA is seeking. -
Our secondary objective
The FCA's secondary objective supports the international competitiveness and growth of the UK economy in the medium to long term.