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Showing 1821 to 1830 of 4150 search results for insurance policies.
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Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets
Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets. -
Wholesale Conduct Risk
And this takes a myriad of forms, whether through traditional insurance; through enabling a large multinational to hedge its currency risks; providing capital for a start-up entrepreneur or, increasingly importantly, -
FSA - Notice of Undertaking: Devitt Insurance Services Limited and Screentrade [pdf]
Undertakings FSA - Notice of Undertaking: Devitt Insurance Services Limited and Screentrade - Motor Insurance -
FSA Supervisory Notice 2005: Harvey Simon [pdf]
FSA Supervisory Notice 2005: Harvey Simon -
[pdf]
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Sole trader appendix - notes [docx]
You should only use the sole trader appendix if you are applying to carry on mortgage and/or non-investment insurance business. -
Final Notice 2020: Covrall Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector and General Insurance Protection sector. We imposed a cancellation. -
The power of benchmarks: an analysis of the ICE swap rate
Within one year, LIBOR would be regulated. And soon after a number of other key benchmarks would be too, as policy makers sought to bring confidence to rate setting procedures underpinning ... So on March 31, 2015, when the unregulated ISDAFIX became the -
Product sales data (PSD) Retail investments 2005-2015 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. These table are for 2015. -
Control thresholds or bands
Learn about the different control bands for when you need to tell the FCA about a change in control.