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Showing 1841 to 1850 of 4150 search results for insurance policies.
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Authorisation of credit unions: mobilisation
Find out how the FCA have simplified the process for authorising credit unions by introducing the mobilisation option to reduce potential barriers to entry in this sector and enable increased competition. -
PS16/13: Implementation of the Market Abuse Regulation
In this Policy Statement we report on the main issues arising from Consultation Paper 15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU) – and Consultation Paper 15/38: -
Final Notice 2015: Ralph Whittington [pdf]
This final notice refers to breaches of APER 1 and FIT related to lack of fitness/propriety, client money/assets and insurance fraud in the general insurance and protection sector. We imposed a fine, prohibition, and withdrawal. -
Central securities depositories
We are the competent authority for issues related to trading venues and investment firms. Learn more about what your firm should do to be compliant. -
FSA - Notice of Undertaking: Consumer Protection Association Ltd [pdf]
Undertakings FSA - Notice of Undertaking: Consumer Protection Association Ltd - Deposit Insurance -
How to organise a COO
Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Armstrong Wolfe COO Summit 2023 -
PS16/2: Implementation of the UCITS V Directive
PS16/2: Implementation of the UCITS V Directive. Policy statements First published:. ... In this Policy Statement (PS) we set out Handbook changes affecting managers and depositaries of UCITS and alternative investment funds (AIFs). -
Final notice 2016: Robert John Bygrave [pdf]
This final notice refers to breaches of APER 6, FIT and CASS related to appointed representatives, failing to act on information appropriately, client money, lack of fitness/propriety and unfair treatment of customers in the general insurance and -
FCA Final Notice 2014: Drain Claim Limited [pdf]
This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a cancellation. -
FCA Final Notice 2013: Arch Motors Limited [pdf]
This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.