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Showing 1851 to 1860 of 4150 search results for insurance policies.
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FCA Final Notice 2013: John Patrick Morris [pdf]
This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a OIVOP and cancellation. -
FCA Final Notice 2013: David John Nickless [pdf]
This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation. -
Capital requirements reporting
Once your firm has been authorised by us, we send a reporting schedule with how you report and record information about your firm. Find out what you need to report to us. -
Credit brokers and authorisation
Here we list some typical misconceptions about the way we authorise credit brokers. Then we give you the facts. -
Modelling integrity through culture
Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version. -
Electronification of trading
Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at the FIX 2016 EMEA Trading Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Statement of Policy on the exercise of the FCA’s powers under Article 23D BMR [pdf]
We set out our final Statement of Policy in respect of Article 23D, which grants us the ability to impose requirements on the administrator of a critical benchmark designated under Article 23A. -
Is this the decade of the credit union?
Speech by Charles Randell, Chair of the FCA, delivered at the National Credit Union Forum, Penrith. -
Final Notice 2015: Stephen Edward Bell [pdf]
This final notice refers to breaches of PRIN 3 (knowing concern) and FIT related to the lack of fitness/propriety, culture/governance and appointed representatives in the general insurance and protection, investment adviser and platform sector. We -
FCA Final Notice 2014: Anthony Clare [pdf]
This final notice refers to breaches of APER 6 and 7 related to unfair treatment of customers, mis-selling, remuneration, and culture/governance in the general insurance and protection sector. We imposed a public fine.