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Showing 1941 to 1950 of 4150 search results for insurance policies.

1941. Final Notice 2023: Auto Claims (UK) Limited [pdf]

      Final notices Published: 19/09/2023
      This Final Notice (Auto Claims (UK) Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance &

1942. Zurich Direct (clone of FCA authorised firm)

      Warnings Published: 20/04/2010 Last modified: 07/10/2015
      Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

1943. CP15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU) [pdf]

      Consultation papers Published: 05/11/2015 Last modified: 05/11/2015
      In this consultation document, we set out our proposals for the necessary changes to the Handbook required to implement the new Market Abuse Regulations (EU MAR). We seek feedback on these proposals and also invite comments on the different options

1944. FSA Complaints data 2011 H2 [pdf]

      Data Published: 19/04/2013 Last modified: 04/08/2016
      Aggregate complaints statistics: 2006 - 2011 (H2). Including opened, closed, upheld, speed of closure and redress.

1945. FSA Complaints data 2012 H1 [pdf]

      Data Published: 22/04/2013 Last modified: 04/08/2016
      Aggregate complaints statistics: 2006 - 2012 (H1). Including opened, closed, upheld, speed of closure and redress.

1946. FSA Complaints data 2012 H1 [xls]

      Data Published: 22/04/2013 Last modified: 03/08/2016
      Aggregate complaints statistics: 2006 - 2012 (H1). Including opened, closed, upheld, speed of closure and redress.

1947. MoU between the FSA and The Insurance Authority of The Hong Kong Special Administrative Region of the People's Republic of China [pdf]

      Memorandums of understanding Published: 09/10/2003 Last modified: 30/05/2013
      The purpose of this Memorandum of Understanding is to assist the Authorities to carry out their functions more effectively by providing a framework for co-operationn, including channels for communication, increased mutual understanding, and exchange

1948. Final notice 2016: Kildare Capital (UK) Limited [pdf]

      Final notices Published: 22/07/2016 Last modified: 22/07/2016
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

1949. MiFID II: retail investment advice firms

      Tasks for regulated firms Published: 09/01/2018 Last modified: 21/12/2022
      A summary of some of the key changes that impact retail investment advice firms, effective from 3 January 2018.

1950. FSA - FG11/16: Dear CEO letter on remuneration for firms in proportionality Tier 1 [pdf]

      Finalised guidance Published: 05/10/2011 Last modified: 20/10/2014
      This letter has two main purposes. The first is to set out how we intend to monitor the implementation of the Remuneration Code (the Code) by your firm, up to and including the 2011/2012 remuneration round, and what we are asking you to do.