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Showing 2251 to 2260 of 4150 search results for insurance policies.
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Final notice 2017: Graham Patrick Lockstone [pdf]
This final notice refers to breaches of FIT related to a lack of fitness and/propriety in the general insurance and protection sector. We imposed a prohibition. -
Motor dealers
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application. -
The supervision of sponsors
Our supervision of sponsors is distinct from our supervision of authorised firms. We focus on ensuring sponsors fulfil their responsibilities under the listing regime. -
The post-Brexit Handbook: a collective opportunity
The FCA is working on what a UK financial services rulebook outside of the EU will look like – and we want you to get involved. -
Independent investigation into London Capital & Finance
Read the report of the independent investigation into the events relating to the FCA’s regulation of London Capital & Finance (LCF) following the firm’s failure. -
FS17/3 and PS17/22: Review of the effectiveness of primary markets
In February 2017 we published a Discussion Paper and a Consultation Paper as part of our 2016/2017 Business Plan commitment to review the structure of the UK’s primary markets to ensure they continue to serve the needs of issuers and investors. -
Unregulated collective investment schemes
Find out more about unregulated collective investment schemes (UCIS) and why you should be wary about investing in them. -
Addendum 1 - FCA Data Bulletin October 2014 edition [pdf]
UK-authorised firms – group-level breakdown -
FSA - Guide to Client Money for General Insurance Intermediaries [pdf]
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Towards more effective stewardship
Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the LSE in London.