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Showing 2311 to 2320 of 4150 search results for insurance policies.

2311. FSA Firm-level complaints data 2011 H1 [xls]

      Data Published: 22/04/2013 Last modified: 04/08/2016
      FSA Firm-level complaints data 2011 H1. For firms submitting 500 or more opened complaints within their six month reporting period. Contains opened, closed, upheld and speed of closure.

2312. Support for automated models

      Firms Published: 27/03/2022 Last modified: 10/02/2023
      If you’re developing an automated advice or guidance model, find out more about some of the firms previously supported and how Innovation Pathways can support you.

2313. Prudential valuation reporting

      Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
      UK banks, designated investment firms or full-scope IFPRU investment firms must send us or the PRA a Prudent Valuation Return every three months.

2314. Reporting sanctions evasions

      Firms Markets Last modified: 20/05/2022
      If you have information about sanctions evasion or weaknesses in sanction controls we want you to report it to us.

2315. Andrew Bailey speech on Free Trade in Financial Services matters

      Speeches Published: 29/09/2017 Last modified: 29/09/2017
      Speech by Andrew Bailey, Chief Executive of the FCA, at the Official Monetary and Financial Institutions Forum Lecture - Free Trade in Financial Services matters 

2316. Notice of Decision 2023: Buchanan Financial Group Limited [pdf]

      Decision notices Published: 03/08/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.   

2317. RPS template (SYSC 19A) [doc]

      Forms Published: 18/08/2015 Last modified: 18/08/2015

2318. Final Notice: Unique Plumbing & Heating LLP [pdf]

      Final notices Published: 29/01/2021
      This final notice Unique Plumbing & Heating LLP refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and

2319. Financial Conduct Authority Board members confirmed

      Press Releases Published: 28/03/2013 Last modified: 31/03/2013
      HM Treasury today named the members of the Financial Conduct Authority (FCA) Board. The Board will be effective from 1 April 2013 when the FCA begins operating.

2320. Whistleblowing in UK branches of foreign banks: PS17/7

      Policy statements Published: 28/09/2016 Last modified: 03/05/2017
      This Policy Statement introduces our final rules on whistleblowing requirements for UK branches of foreign banks. It does not apply to UK branches of overseas insurers.