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Disruptive innovation in financial markets
Speech by Mary Starks, Director of Competition, FCA, delivered at the OECD (Organisation for Economic Cooperation and Development), Paris. This is the text of the speech as drafted, which may differ from the delivered version. -
Primary Market Bulletin 42
In this edition we cover areas including climate related disclosures, the National Security and Investment Act, unlawful disclosure by Sir Christopher Gent and rules and guidance for cash shells and SPACS on reverse takeovers. -
Dear CEO letter: adequate client money arrangements – for general insurance intermediaries [pdf]
For general insurance intermediaries, this letter highlights areas important to maintain adequate client money arrangements in the current environment. -
FCA expectations regarding funds in light of coronavirus (Covid-19)
We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19). -
Supervisory correspondence
Find out how the FCA communicates with the firms it supervises. -
Co-operation Agreement between Financial Conduct Authority (FCA) and Hong Kong Insurance Authority (IA) [pdf]
Co-operation Agreement between Financial Conduct Authority (FCA) and Hong Kong Insurance Authority (IA). -
Regulatory priorities for retail banking
Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the Westminster Business Forum on retail banking and payments. -
Aggregate complaints data: 2020 H1
This page focuses on complaints that financial services firms reported to us during the first half (H1) of 2020, between 1 January and 30 June 2020. This includes the latest trends and analysis by product group. -
The treatment of politically exposed persons
The FCA has reviewed how effectively firms are following guidance on politically exposed persons for anti money-laundering purposes and proposed changes. -
Getting the right investor outcomes
Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.