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Business interruption test case: Royal & Sun Alliance Insurance Plc application for a ‘leapfrog’ appeal [pdf]
This is Royal & Sun Alliance Insurance Plc's application for a ‘leapfrog’ appeal in the business interruption insurance test case. -
Safe custody services firm review findings
Read what we found during our series of visits in 2010 to the known providers of safe custody services in the UK, what we would expect to see if we conducted a set of similar visits again in the future, and some examples of good and poor practice -
Brexit countdown for UK financial services sector
With one week to go until the end of the Brexit transition period, the FCA is urging financial services companies to ensure they are ready -
Notice of Decision 2024: Landmark Financial Resources (Mortgages) Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Sector Views 2018
The FCA's Sector Views bring its collective intelligence together and gives an overall FCA view of how each sector is performing. -
Financial Conduct Authority statement on PPI
In Consultation Paper 16/20 (August 2016), we published proposals for rules and guidance on payment protection insurance complaints (PPI). This included proposed rules and guidance concerning a deadline for PPI complaints, and on how firms should -
Financial promotions quarterly data 2021 Q1
The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules, this data is for 2021 Q1. -
Impact assessment: Retirement income data requests [pdf]
This impact assessment relates to retirement income data requests. It has been verified by the Regulatory Policy Committee. -
Final Notice 2018: Thinking: Health & Income Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector. We imposed a cancellation. -
The FCA data strategy: An update one year on [pdf]
In this update the FCA sets out what we have done so far to achieve our vision, and the changes we have made to ensure that the way we collect and manage data is effective and transparent.