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PS13/3 Restrictions on the retail distribution of unregulated collective investment schemes and close substitutes
We are setting out our rules on unregulated collective investment schemes and close substitutes in relation to ordinary retail investors in the UK. -
Skilled person reviews
Find out about skilled person reviews, the Skilled Person Panel, and the number of reviews the FCA commissions. -
Business interruption test case: RSA's application to the Supreme Court for permission to appeal [pdf]
This is Royal & Sun Alliance Insurance Plc’s application to the Supreme Court for permission to appeal to the Supreme Court parts of the decision of the High Court in the Business Interruption insurance test case. -
Saluting our sisters for Black History Month
To mark Black History Month 2023, this blog by Therese Chambers offers a personal reflection and talks about our work to support positive change. -
MLA A1 and A2: balance sheet FAQs
MLA A1 and A2: balance sheet FAQs -
Payment protection insurance Final Report [pdf]
This report reviews the impact of the 29 August 2019 deadline for new PPI complaints and the 2-year consumer communications campaign that preceded it. It closes our project work on the PPI issue and outlines how we will continue to ensure that firms -
Retirement Outcomes Review
We have published the final findings of our Retirement Outcomes Review, which looks at how the retirement income market is evolving since the pension freedoms were introduced in April 2015. -
FCA Q1 2015/16 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
The institutionalisation of customer service
Speech by Martin Wheatley - Managing Director, Conduct Business Unit at the Chartered Institute for Securities & Investment -
Final notice 2016: Matrix Integrated Financial Solutions [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.