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FCA publishes its approach to regulatory failure
The Financial Conduct Authority (FCA) has today published its approach to investigating and reporting on regulatory failure, as required by the Financial Services Act 2012 (the Act). The Act requires the FCA to publish a statement of policy setting -
Business interruption test case: Hospitality Insurance Group Action skeleton argument for 2 October hearing [pdf]
This is the Hospitality Insurance Group Action skeleton argument for the consequentials hearing on 2 October 2020 in the Business Interruption test case. -
Business interruption test case: Arch Insurance (UK) Ltd skeleton argument for 2 October hearing [pdf]
This is Arch Insurance (UK) Ltd's skeleton argument for the consequentials hearing on 2 October 2020 in the Business Interruption test case -
Supplement for firms selling investments and non-investment insurance contracts - notes [doc]
Application for authorisations. -
FCA Final Notice 2014: AMI Professional Services Limited [pdf]
This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a cancellation. -
Aggregate complaints data to 2020 H2 [xlsx]
Aggregate sector wide firm complaints data for 2020 H2. Including opened, closed, upheld, speed of closure and redress. -
Business interruption test case: FCA skeleton argument for 2 October hearing [pdf]
This is the FCA skeleton argument for the consequentials hearing on 2 October 2020 in the Business Interruption test case. -
TR14/9 - Commercial insurance intermediaries - conflicts of interest and intermediary remuneration
This report summarises the findings of our thematic review which looked into whether insurance intermediaries serving small to medium-sized enterprises (SMEs) are able to effectively identify and mitigate conflicts of ... The report is aimed at general -
Business interruption test case: Hiscox Action Group skeleton argument for 2 October hearing [pdf]
This is the Hiscox Action Group's skeleton argument for the consequentials hearing on 2 October 2020 in the Business Interruption test case. -
Business interruption test case: QBE Limited skeleton argument for 2 October hearing [pdf]
This is the QBE Limited skeleton argument for the consequentials hearing on 2 October 2020 in the Business Interruption test case.