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FCA Data Bulletin issue 6 - underlying data [xlsx]
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Proposed amendments to the Benchmarks Regulation
The Government’s has announced that it intends to bring forward legislation to amend the Benchmarks Regulation (BMR) to give us enhanced powers. -
Aggregate complaints data to 2019 H1 [xlsx]
Aggregate sector wide firm complaints data for 2019 H1. Including opened, closed, upheld, speed of closure and redress. -
Our Rule Review Framework
The FCA have developed a draft Rule Review Framework to explain how it plans to monitor and review how its rules are working in practice. -
FCA Data Bulletin issue 8 - underlying data [xlsx]
Underlying data for insights from the FCA Consumer Contact Centre and latest trends in the retirement income market. -
Business interruption test case: MS Amlin Underwriting Limited appeal written respondent case [pdf]
This is the respondent written case of MS Amlin Underwriting Limited for the appeal to the Supreme Court in the Business Interruption insurance test case -
Aggregate complaints data to 2018 H2 [xlsx]
Aggregate sector wide firm complaints data for 2018 H2. Including opened, closed, upheld, speed of closure and redress. -
FCA Data Bulletin issue 7 - underlying data [xlsx]
Underlying data for the retail intermediary sector, latest trends in the retirement income market, and feedback from firms about the FCA. -
Pilot general insurance value measures data - comparison 2016/17 [xlsx]
We have published general insurance value measures data for 36 insurers (including both UK and EEA firms) for the year ending 31 August 2017. The data will provide consumer groups, consumers and market commentators with additional value indicators -
External audit requirements for MiFID investment firms
Find out more about external audit requirements for MiFID investment firms, including what you need to do.