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Showing 2721 to 2730 of 4150 search results for insurance policies.

  1. Regulated retail investment adviser re-evaluation

    Statements Published: 05/09/2018 Last modified: 21/09/2018
    We have collaborated with the Chartered Insurance Institute (CII) to create a re-assessment test of the level 4 Diploma in Financial Planning.

  2. Company annual financial reporting in electronic format

    Markets Markets policy Published: 20/11/2020 Last modified: 28/07/2023
    We require all issuers who produce annual financial reports under our Disclosure, Guidance and Transparency Rules (DTRs) sourcebook to prepare, publish and file those reports in the correct electronic reporting format.

  3. PS17/15: FCA regulated fees and levies 2017/18

    Policy statements Published: 18/04/2017 Last modified: 13/08/2021
    We are publishing our final 2017/18 regulatory fees and levies including feedback on CP17/12.

  4. Final Notice 2020: J.B. Wilcock Insurance (Kenneth Melvin Pickles trading as) [pdf]

    Final notices Published: 11/09/2020 Last modified: 11/09/2020
    This final notice (J.B. Wilcock Insurance (Kenneth Melvin Pickles trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector,

  5. PS23/10: FCA regulated fees and levies 2023/24

    Policy and guidance Policy statements Published: 04/04/2023 Last modified: 04/07/2023
    We publish our final 2023/24 regulated fees and levies including feedback on CP22/7.

  6. FCA set to implement new listing rules in May 2014

    Statements Published: 01/05/2014 Last modified: 01/05/2014
    The FCA intends to publish the related policy statement, including its response to industry feedback on the new Rules, on the 16 May.

  7. Dual-regulated firms Remuneration Code (SYSC 19D)

    Tasks for firms Published: 21/06/2015 Last modified: 05/12/2023
    How SYSC 19D applies to dual-regulated firms, comprising banks, building societies and PRA-designated investment firms.

  8. Competition and savings: the regulator’s perspective

    Speeches Published: 25/11/2016 Last modified: 25/11/2016
    Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the TISA Annual Conference.

  9. Impact assessment: Implementation of the Mortgage Credit Directive and consequential changes in second charge mortgage regulation [pdf]

    Impact assessments Published: 23/03/2017
    This impact assessment relates to the implementation of the Mortgage Credit Directive. It has been verified by the Regulatory Policy Committee.

  10. Efficiency and effectiveness: our approach to primary markets

    Speeches Published: 01/03/2017 Last modified: 01/03/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Bloomberg.
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