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TR: Staff remuneration and incentives
This review looked at how consumer credit firms pay and incentivise their staff and manage the risks arising from these reward arrangements. -
Measuring our impact before we intervene
Find out how we measure our impact before we intervene with rule-making powers. -
Final Notice 2020: Net Direct Car Sales Limited [pdf]
This final notice (Net Direct Car Sales Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and -
Impact assessment: Handbook Notice 28 - Supervision Manual [pdf]
This impact assessment relates to Handbook Notice 28 - Supervision Manual. It has been verified by the Regulatory Policy Committee. -
Business interruption insurance test case: Hiscox Action Group skeleton argument (written submissions for trial) [pdf]
This Hiscox Action Group skeleton argument is part of the written submissions for the business interruption insurance test case trial. -
FSCS supplementary levies for 2019/20
Find out more about the Financial Services Compensation Scheme's (FSCS) supplementary levy. -
CP22/09: Expansion of the Dormant Assets scheme
We are consulting on changes to the FCA handbook to reflect the expansion of the Dormant Assets Scheme. -
Final Notice 2018: Armstrong Investment Managers LLP [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector. We imposed a cancellation. -
Information on furlough fraud - November 2022
FCA provides information on furlough fraud. -
FCA reveals GFIN Greenwashing TechSprint winners
The FCA hosted the first Global Financial Innovation Network (GFIN) Greenwashing TechSprint Showcase day on 20 September 2023.