Search results
Showing 2951 to 2960 of 4187 search results for insurance policies.
-
Decision Notice: Stuart Malcolm Forsyth [pdf]
This Decision Notice refers to breaches of APER1 and FIT related to a lack of fitness/propriety in the insurance sector. Our view is that a prohibition and financial penalty should be imposed. -
Senior Managers and Certification Regime: one year on
The FCA marks one year since we introduced of the Senior Managers and Certification Regime. -
PS23/10: FCA regulated fees and levies 2023/24
We publish our final 2023/24 regulated fees and levies including feedback on CP22/7. -
FCA publishes final retirement income market study report
Further consultation on annuity comparisons and the replacement of the wake-up packs will take place as part of the FCA’s policy work in the retirement income market in 2015. -
PS21/6: Implementation of Investment Firms Prudential Regime
We are consulting on our first phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID). -
Update for firms on PRIIPs RTS Article 18 and related rules
The extension which starts from 31 December 2021 to 31 December 2026 means that UCITS funds offered to UK retail investors can continue to supply either a PRIIPs key information document or a UCITS key investor information document. -
Building Societies and the Future of Retail Banking
Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at Building societies annual conference 2018, Manchester. -
All UK Lenders (clone) (clone of FCA authorised firm)
We have published this statement in order to warn consumers against dealing with unauthorised firms. -
Information on investigations into breaches of COCON - May 2022
The FCA provides data on how many investigations into breaches of COCON it has opened since the inception of the Conduct Rules under SMCR. -
Business interruption test case: FCA skeleton argument for 2 October hearing [pdf]
This is the FCA skeleton argument for the consequentials hearing on 2 October 2020 in the Business Interruption test case.