Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 2951 to 2960 of 4187 search results for insurance policies.

  1. Decision Notice: Stuart Malcolm Forsyth [pdf]

    Decision notices Published: 18/11/2019
    This Decision Notice refers to breaches of APER1 and FIT related to a lack of fitness/propriety in the insurance sector. Our view is that a prohibition and financial penalty should be imposed.

  2. Senior Managers and Certification Regime: one year on

    News stories Published: 07/03/2017 Last modified: 20/03/2024
    The FCA marks one year since we introduced of the Senior Managers and Certification Regime.

  3. PS23/10: FCA regulated fees and levies 2023/24

    Policy and guidance Policy statements Published: 04/04/2023 Last modified: 04/07/2023
    We publish our final 2023/24 regulated fees and levies including feedback on CP22/7.

  4. FCA publishes final retirement income market study report

    Press Releases Published: 26/03/2015 Last modified: 26/03/2015
    Further consultation on annuity comparisons and the replacement of the wake-up packs will take place as part of the FCA’s policy work in the retirement income market in 2015.

  5. PS21/6: Implementation of Investment Firms Prudential Regime

    Consultations Policy statements Published: 14/12/2020 Last modified: 29/06/2021
    We are consulting on our first phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).

  6. Update for firms on PRIIPs RTS Article 18 and related rules

    Statements Published: 29/12/2021 Last modified: 21/01/2022
    The extension which starts from 31 December 2021 to 31 December 2026 means that UCITS funds offered to UK retail investors can continue to supply either a PRIIPs key information document or a UCITS key investor information document.

  7. Building Societies and the Future of Retail Banking

    Speeches Published: 23/05/2018 Last modified: 24/05/2018
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at Building societies annual conference 2018, Manchester.

  8. All UK Lenders (clone) (clone of FCA authorised firm)

    Warnings Published: 22/09/2016 Last modified: 22/09/2016
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  9. Information on investigations into breaches of COCON - May 2022

    FOI Release Date of Release: 27/05/2022
    The FCA provides data on how many investigations into breaches of COCON it has opened since the inception of the Conduct Rules under SMCR.

  10. Business interruption test case: FCA skeleton argument for 2 October hearing [pdf]

    Corporate documents Published: 30/09/2020
    This is the FCA skeleton argument for the consequentials hearing on 2 October 2020 in the Business Interruption test case.
Related searches
Related topics