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Showing 3091 to 3100 of 4153 search results for insurance policies.

3091. IFPR implementation observations: quantifying threshold requirements and managing financial resources

      Multi-firm reviews Published: 27/02/2023 Last modified: 09/03/2023
      Firms should consider these and how they can strengthen their processes.

3092. PS17/20: Transaction cost disclosure in workplace pensions

      Policy statements Published: 05/10/2016 Last modified: 20/09/2017
      This Policy Statement (PS) sets out rules and guidance to improve the disclosure of transaction costs in workplace Defined Contribution (DC) pensions. It standardises the calculation of the transaction costs incurred by these pension investments.

3093. The Financial Conduct Authority takes disciplinary action against five individuals and three firms in relation to solicitors’ professional indemnity insurance and other insurance schemes’ failures

      Press Releases Published: 01/02/2016 Last modified: 01/02/2016
      The Financial Conduct Authority (FCA) has fined five individuals and two firms a total of £15.5m, in addition to banning four of those individuals, for significant integrity and competence failings.

3094. FCA launches further consultations ahead of the UK’s exit from the EU

      Press Releases Published: 23/11/2018 Last modified: 23/11/2018
      The Financial Conduct Authority (FCA) today published a further consultation on its approach to the UK’s exit from the EU. Today’s paper sets out additional proposals to prepare for the possibility the UK leaves the European Union on 29 March

3095. Impact assessment: Best execution arrangements in investment managers - multi-firm feedback [pdf]

      Impact assessments Published: 19/07/2017
      This impact assessment relates to best execution arrangements in investment managers - multi-firm feedback. It has been verified by the Regulatory Policy Committee.

3096. Consultation on proposed policy with respect to the designation of benchmarks under new Article 23A [pdf]

      Policy statements Published: 18/11/2020 Last modified: 18/11/2020
      With this document we aim to consult on our proposed policy approach. This paper outlines the factors we propose to take into consideration when deciding whether we should designate a critical benchmark, such as a currency-tenor (‘setting’) of

3097. Letter from the Chairman to the Chancellor on the supervisory work on the fair treatment of long standing customers in life insurance

      Statements Published: 01/04/2014 Last modified: 01/04/2014
      Letter from the Chairman to the Chancellor on the supervisory work on the fair treatment of long standing customers in life insurance.

3098. PS15/16: Strengthening the Alignment of Risk and Reward: New Remuneration Rules

      Policy statements Published: 23/06/2015 Last modified: 23/06/2015
      The FCA and PRA have released new rules for remuneration of banking staff, following recommendations made by the Parliamentary Commission on Banking Standards (‘PCBS’). The rules seek to strengthen the alignment between risk and reward by

3099. Model driven machine executable regulatory reporting TechSprint

      Events Published: 09/02/2023 Last modified: 09/02/2023
      Held alongside the Bank of England and facilitated by Grant Thornton, the event explored the potential for model driven, machine readable and executable regulation.

3100. Impact assessment: Use of dealing commission - multi-firm feedback [pdf]

      Impact assessments Published: 19/07/2017
      This impact assessment relates to the Use of dealing commission – multi-firm feedback. It has been verified by the Regulatory Policy Committee.