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Showing 3101 to 3110 of 4153 search results for insurance policies.

3101. PS21/18: Restricting CMC charges for financial products and services claims

      Policy statements Published: 29/11/2021 Last modified: 29/11/2021
      This policy statement sets out new rules for claims management companies (CMCs). The rules restrict the fees charged by CMCs for managing claims about non-PPI financial products and services.

3102. FCA welcomes Lord Hill’s Listing Review report

      Statements Published: 03/03/2021 Last modified: 05/03/2021
      The FCA responds to the publication of Lord Hill's recommendations in the UK Listings Review, launched by HM Treasury in November last year.

3103. Application to perform a controlled or senior management function: Connect

      Firms Published: 08/06/2016 Last modified: 04/10/2023
      Application to perform a controlled or senior management function

3104. PS21/4: Extension of Annual Financial Crime Reporting Obligation

      Policy statements Published: 30/03/2021 Last modified: 29/03/2022
      This PS summarises our proposal to increase the number of firms who need to submit the annual financial crime report, which we refer to as ‘REP-CRIM’.

3105. The public offer platform - Engagement Paper 5

      Calls for input Published: 13/07/2023 Last modified: 12/12/2023
      We are asking for views on our initial thinking about rules for the new regulated activity of operating a public offer platform under the new public offers and admission to trading regime.

3106. The expanding scope of individual accountability for corporate misconduct

      Speeches Published: 03/04/2017 Last modified: 05/04/2017
      Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the New York University Program on Corporate Compliance and Enforcement

3107. CP13/17: Use of dealing commission

      Consultation papers Published: 25/11/2013 Last modified: 30/11/2021
      We are consulting on proposed changes to our use of dealing commission rules in our Conduct of Business Sourcebook (COBS).

3108. TR18/4: Pricing practices in the retail general insurance sector: Household insurance

      Thematic reviews Published: 31/10/2018 Last modified: 01/11/2018
      This report sets out the key findings of our thematic work on the pricing practices of household insurance firms. It then details our expectations of firms and our next steps.

3109. Retail intermediary market interactive analysis 2020

      Data Published: 29/07/2021 Last modified: 29/07/2021
      This page provides the FCA's interactive dashboard of the intermediary sector, based on the 2020 data drawn from the Retail Mediation Activities Return (RMAR).

3110. Critical issues in financial regulation: The FCA's perspective

      Speeches Published: 26/04/2022 Last modified: 28/04/2022
      Speech by our CEO, Nikhil Rathi, delivered at City Week 2022.