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FCA reveals the financial experiences of people in the UK: Satisfaction with overall financial circumstances is particularly low in London
The Financial Conduct Authority (FCA) has today published the latest analysis of its Financial Lives survey. Today’s report puts the spotlight on the financial situation of people across the UK and highlights where in the UK people may be more -
FCA statement on thematic review into fair treatment of longstanding customers in the life insurance sector
On 3 March 2016 the Financial Conduct Authority (FCA) announced investigations into six firms as a result of its thematic review into the fair treatment of longstanding customers. -
Review of property funds and liquidity risks
Findings from our suspended property fund review. -
Business interruption insurance test case: Defendants’ Joint skeleton arguments on the principles of construction of contracts [pdf]
Defendants’ Joint Skeleton, with updated referencing, on contractual construction for the trial of the business interruption insurance test case. -
Our approach to cyber security in financial services firms
Speech by Nausicaa Delfas, Director of Specialist Supervision at the FCA, delivered at the FT Cyber Security Summit. -
Retail banking: product governance review
The latest stage of our supervision work looked at product governance in small and medium-sized retail banks. It examined how well banks consider customers’ needs when they design and sell products and provide after-sales services. We found common -
Data on complaints against FCA staff - April 2021
The FCA provides information relating to complaints data supplied under reference FOI7927. -
FG14/8 - Guidance on the Financial Policy Committee’s recommendation on loan to income ratios in mortgage lending
FG14/8 - Guidance on the Financial Policy Committee’s recommendation on loan to income ratios in mortgage lending. ... In June 2014, the Financial Policy Committee (FPC) made a recommendation to the Prudential Regulation Authority (PRA) and the FCA -
Whistleblowing reports by firm type 2019-2022 - February 2022
The FCA provides data on whistleblowing disclosures. -
Non-equity securities – Engagement Paper 4
In this Engagement Paper we ask for your feedback on how we may improve the regime for non-equity securities under the new public offers and admission to trading regime.