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Final Notice: Infinity Financial Solutions Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory, Mortgage, Insurance mediation and consumer credit sectors. We -
Live & Local: six regions down, six more to go
Our regional engagement programme – FCA: Live & Local – will visit East Anglia in October. -
Information on the Future Fund Programme admistered by the British Business Bank - August 2021
The FCA provides information on the Future Fund Programme which is administered by the British Business Bank. -
How regulation can prepare the ground for economic growth
Speech by Sarah Pritchard, Executive Director, Markets at the City and Financial Global: The Future of UK Financial Services Regulation Summit. -
Payday lenders failing customers in arrears, says FCA
changes to senior management. revising policies and procedures for collections cultures that are focused on treating customers fairly. -
Extension of the Senior Managers & Certification Regime (SM&CR) implementation periods for solo-regulated firms
The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons has been delayed from 9 December 2020 until 31 March 2021. -
CP23/28: Updating the regime for Money Market Funds
This consultation sets out our proposals to enhance the resilience of Money Market Funds (MMFs) based in the UK. It has been developed in close consultation with the Treasury and the Bank of England. -
FSA appoints two new non-executive directors to the FSCS board
The Financial Services Authority (FSA) has appointed two new non-executive directors to the Board of the Financial Services Compensation Scheme (FSCS). Marian Glen and Charles McKenna will take up their positions on 1 February 2013. -
Shortcover Services Ltd (clone of EEA authorised firm)
Shortcover Services Ltd (clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and -
PS19/11: Product intervention measures for retail binary options
In this paper, the FCA sets out its final position and Handbook rules to permanently prohibit the sale, marketing and distribution of binary options to retail consumers by firms that carry out activity in, or from, the UK.