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Showing 3281 to 3290 of 4153 search results for insurance policies.

  1. FCA fines and bans wife and bans husband financial advisor for lack of integrity

    Press Releases Published: 12/10/2017 Last modified: 12/10/2017
    The Financial Conduct Authority (FCA) has banned Mrs Colette Chiesa and Mr John Chiesa from working in financial services for integrity failings. Additionally, Mrs Chiesa has been fined £50,000 for attempting to mislead the FCA during an FCA

  2. Information on Consumer Network and roundtable events - November 2021

    FOI Release Date of Release: 12/11/2021
    The FCA responds to multiple questions on the FCA's Consumer Network.

  3. FCA publishes terms of reference for credit card market study

    Press Releases Published: 25/11/2014 Last modified: 25/11/2014
    Christopher Woolard, director of policy, risk and research at the FCA said:.

  4. DRSP authorisation process

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 15/12/2022
    UK Data Reporting Service Providers (DRSPs) must be authorised or verified by us. We explain the authorisation process.

  5. CP13/6: Capital requirements for investment firms

    Consultation papers Published: 31/07/2013 Last modified: 22/03/2016
    This Consultation Paper (CP) sets out our proposed changes to the FCA Handbook as a result of the transposition of CRD IV in relation to a large number of investment firms prudentially regulated by the FCA and subject to the Capital Requirements

  6. Information on employment of section 166 powers - January 2022

    FOI Release Date of Release: 04/01/2022
    The FCA provides data on cases it used the section 166 power to commission a skilled person review in relation to financial crime.

  7. Automated advice: existing rules and guidance

    Firms Published: 27/03/2022 Last modified: 10/02/2023
    Before applying for Innovation Pathways, read our existing rules and guidance to check whether your question is covered.

  8. PS24/3: Consumer Credit - Product Sales Data Reporting - Performance Data Flow Diagram [pdf]

    Policy statements Published: 15/05/2024
    This Performance Data Flow Diagram has been prepared as an aid to understand the rules set out in PS24/3.

  9. CP24/3: Quarterly Consultation Paper No. 43

    Consultation papers Published: 01/03/2024 Last modified: 21/06/2024
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

  10. FCA introduces rule to enhance climate-related disclosures

    News stories Published: 21/12/2020 Last modified: 21/12/2020
    The FCA has published a Policy Statement promoting better climate-related financial disclosures for UK premium listed commercial companies.
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