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Showing 3391 to 3400 of 4153 search results for insurance policies.

3391. Financial crime controls at challenger banks

      Firms Multi-firm reviews Published: 22/04/2022 Last modified: 22/04/2022
      Ensuring the firms we regulate are effective in preventing financial crime, such as money laundering and sanctions evasion, remains a key priority. This includes testing the financial crime controls of new business models as they enter the UK

3392. FCA publishes first consultation on new prudential regime for UK investment firms

      News stories Published: 14/12/2020 Last modified: 14/12/2020
      The FCA is seeking views on its proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR) for FCA prudentially-regulated investment firms

3393. Business interruption insurance test case: transcript first Case Management Conference on 16 June [pdf]

      Corporate documents Published: 30/06/2020
      The final approved transcript of the first Case Management Conference on 16 June.

3394. UK MiFID framework notifications

      Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
      If you’re an authorised investment firm find out more about the notifications you may need to make.

3395. Where next for investment and asset management regulation?

      Speeches Published: 28/09/2017 Last modified: 02/10/2017
      Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the FT Investment Management Summit Europe 2017.

3396. Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation

      Press Releases Published: 31/03/2014 Last modified: 01/04/2014
      This will include looking at how firms are implementing the Mortgage Market Review, ensuring that firms have embedded the recommendations made in 2013 regarding motor legal expenses insurance and mobile phone ... insurance and reviewing the sales

3397. Adviser banned and fined for fabricating RDR qualification certificates

      Press Releases Published: 30/01/2014 Last modified: 30/01/2014
      In early 2013, Mr King led this firm to believe that he held a Statement of Professional Standing issued by the Chartered Insurance Institute (CII), one of the bodies accredited by

3398. The retail intermediary market 2020 dashboards underlying data [csv]

      Data Published: 29/07/2021
      Underlying data for the FCA's Retail Mediation Activities Return (RMAR) 2020 Tableau dashboards.

3399. CRD IV Pillar 2 Summary and Stress Testing Observations [pdf]

      Policy and guidance Published: 22/09/2016
      Summary of existing Pillar 2 policy arising from CRD IV and the publication of EBA SREP guidelines.

3400. PS15/5: Final rules for charges in workplace personal pension schemes and feedback on CP14/24

      Policy statements Published: 02/03/2015 Last modified: 30/08/2015
      Policy statements First published:. 02/03/2015. Last updated: 30/08/2015. Share page. ... This Policy Statement will be of interest to:. firms operating workplace personal pension schemes.