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Showing 3501 to 3510 of 4153 search results for insurance policies.

  1. Former Moore Capital trader pleads guilty to insider dealing

    Press Releases Published: 07/11/2014 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing

  2. Consumer investments data review April 2021 – March 2022

    Data Published: 18/10/2022 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 31 March 2022.

  3. DP21/4: Sustainability Disclosure Requirements and investment labels

    Discussion papers Published: 03/11/2021 Last modified: 04/07/2022
    We are seeking initial views on new sustainability disclosure requirements for asset managers and FCA-regulated asset owners, as well as a new classification and labelling system for sustainable investment products

  4. Data on enforcement investigations, including into senior managers - June 2022

    FOI Release Date of Release: 06/06/2022
    The FCA answers mutiple questions regarding enforcement investigations, including into Senior Managers.

  5. FCA publicly censures former Worldspreads CEO for market misconduct

    Press Releases Published: 09/09/2020 Last modified: 09/09/2020
    The Financial Conduct Authority (FCA) publicly censures Conor Foley, the former Chief Executive Officer of Worldspreads, for market abuse and banning him from performing any roles linked to regulated activity.

  6. Call of Duty: How putting customers front and centre will help industry innovate

    Speeches Published: 22/02/2023 Last modified: 17/11/2023
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the 'Countdown to Implementation of the Consumer Duty' event.

  7. List of society cancellations 2016 [pdf]

    Data Published: 29/03/2017
    Societies that have had their registration cancelled for failing to submit an annual return and account in 2016.

  8. Supporting innovation in ESG data and disclosures – the digital sandbox

    Corporate documents Published: 23/06/2022 Last modified: 23/06/2022
    An overview of the digital sandbox sustainability cohort, the key lessons learned, and our current thinking for the future of the sandbox.

  9. Financial counterparties: EMIR timely confirmation and bilateral risk mitigation

    Markets policy Published: 27/07/2016 Last modified: 11/01/2023
    See common challenges and successes for financial counterparties in complying with the timely confirmation and bilateral risk mitigation requirements.

  10. PS14/13: Changes to regulatory reporting: Adviser charging and product sales data (PSD), including feedback to CP14/5 and final rules

    Policy statements Published: 29/09/2014 Last modified: 30/08/2015
    Policy statements First published:. 29/09/2014. Last updated: 30/08/2015. Share page. ... This policy statement summarises the feedback we received on the proposed changes to Section K of the RMAR and PSD reporting requirements.
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